Nasdaq Dubai (Stock Exchange) Phone number, Email, How to trade/become a member/Apply NIN?

What is Nasdaq?

National Association of Securities Dealers Automated Quotations

Nasdaq Dubai (Stock Exchange) Customer Care Phone number, Email, Fax, Hours, Location

Listing

Phone: +971 4 305 5468

Email: business@nasdaqdubai.com

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Trading

+971 4 305 5321

market.data@nasdaqdubai.com

How to trade in Nasdaq Dubai?

Eligibility: Any nationality

To trade in Nasdaq Dubai, You require NIN (Below is the procedure to apply NIN)

Fees to trade

How to apply and obtain NIN (New investor number) from DFM to trade with Nasdaq Dubai (DFM)?

  • Fill the Investor Data Entry Application Form
  • Upload all the required documents
  • Submit to DFM / to the broker / through email / fax

Procedure

  1. Download the NIN Investor Data Entry application form
  2. Enter the name as per passport
  3. Enter the passport file number
  4. Enter UAE family book number if applicable
  5. Name of the guardian / representative if minor
  6. Enter the address
  7. Enter the company details if applicable

Through DFM

  • Visit the CSD desk on the DFM Trading floor which will be opened from Sunday – Thursday: 8 am – 2pm

Broker

  • Submit the completed form along with the required documents to the broker who will obtain NIN from DFM

Email

  • Scan the signed form which should be authenticated by a licensed broker / an accredited bank
  • Email the completed form along with the required documents to the client@dfm.ae

Fax

  • Scan the signed form which should be authenticated by a licensed broker / an accredited bank
  • Fax the completed form along with the required documents to the +971 4 305 5189 / 5190
  • Once processed, a NIN will be sent through SMS

Documents required

  • A valid passport copy
  • Copy of UAE Family Book / Marsoom for UAE nationals
  • National ID
  • Visa Residential copy

When can you receive a NIN?

  • Around 2 to 3 working days

 

Do you need a separate NIN if you have already DFM NIN?

  • No. If you have NIN from DFM, You can use it

List of Nasdaq Dubai Brokers / Members, Market Makers, Custodians & Settlement Banks for Equities & Derivatives

To buy/ sell securities on Nasdaq Dubai, investors are required to open an account with the below brokers

  • Abu Dhabi Islamic Securities Co. LLC
  • ADCB Securities
  • Al Daman Securities
  • Al Dar Shares & Bonds
  • Al Ramz Capital LLC
  • Arqaam Capital Ltd.
  • Arqaam Securities LLC
  • Beltone Market Maker S.A.E.
  • BHM Capital Financial Services P.S.C
  • Citibank NA UAE
  • Citigroup Global Markets Ltd.
  • Credit Suisse Securities (Europe) Limited
  • Deutsche Securities and Services
  • EFG-Hermes UAE Limited
  • EFG Hermes UAE LLC
  • Emirates NBD Bank PJSC
  • Emirates NBD PJSC
  • Emirates NBD Securities
  • First Abu Dhabi Bank PJSC
  • HSBC Bank Middle East Limited
  • International Securities LLC
  • J.P. Morgan Securities Ltd.
  • Mashreq Securities LLC
  • Menacorp Financial Services LLC
  • Morgan Stanley & Co. International plc
  • SICO Financial Brokerage L.L.C
  • Standard Chartered
  • Wood & Company Financial Services

How to become a member in Nasdaq Dubai?

Membership Fees

Website: https://www.nasdaqdubai.com/

Documents required from Nasdaq Dubai

  • A duly completed trading application form signed by the relevant authorised parties (Form 1)
  • A certified copy of the articles of association or other document constituting the securities
  • Certified copies of the Board of Directors resolution authorising:
  • The issue and allotment of all securities for which admission is sought;
  • The raising of capital and the filing of the trading application to NASDAQ Dubai
  • Audited annual reports and financial statements
  • Where an issuer is seeking a secondary listing, evidence that the class of securities is subject to a primary listing
  • Final copy of the DFSA approved prospectus
  • A copy of any waiver of the DFSA Markets Rules issued by the DFSA
  • A copy of an issuer’s receipt of the DFSA’s conditional approval of admission to the Official List
  • Executed NASDAQ Dubai CANDI issuer agreement, if applicable
  • Executed NASDAQ Dubai market maker agreement, if applicable
  • Executed NASDAQ Dubai registry agreement, if applicable

How to apply for a listing in Nasdaq Dubai?

Who is the owner of Nasdaq Dubai?

What is the trading hours of Nasdaq Dubai?

Trading Hours in UAE local time:

Equities and other securities

Monday to Friday

09:30 – 10:00 Pre-opening session
10:00 – 14:45 Continuous Trading
14:45 – 14:55 Pre-closing session
14:55 – 15:00 Trading at last
15:00:20 Market Close

Buy-In session

15:15 – 15:30 Buy-In Optional Activation
15:30 – 15:45 Buy-In Offer
15:45 Buy-In Ends

*Off Order Book Reporting permitted from 10:00 until 15:00

Futures

Monday – Friday
09:30 – 10:00 Pre-opening session
10:00 – 15:00 Continuous Trading
15:00 Market Close

*Off Order Book Reporting permitted from 10:00 until 15:00

Futures – Saudi market

Monday to Thursday
10:30 – 11:00 Pre-opening session
11:00 – 16:10 Continuous Trading
16:10 Market Close

*Off Order Book Reporting permitted from 11:00 until 16:10

List of securities registered on Nasdaq Dubai

Equities

Depa PLC Ordinary Shares
Emirates REIT (CEIC) PLC Ordinary Shares
ENBD REIT (CEIC) PLC Ordinary Shares
Hikma Pharmaceuticals PLC

 

Global Depository Receipts/Certificate over shares
Nasdaq, Inc. Ordinary Shares
Orascom Construction PLC Ordinary Shares

Funds:

The Bitcoin fund: Close Ended Funds

Exchange Traded Products:

  • 21Shares Bitcoin ETP

Sukuk:

Ahli United Perpetual Sukuk Ltd. Sukuk
Alpha Star Holding V Limited Trust Certificates 2023 Sukuk
DAE Sukuk (DIFC) Ltd. – 144A 2026 Sukuk
DAE Sukuk (DIFC) Ltd. – Reg S 2026 Sukuk
Dar Al-Arkan Sukuk Company Ltd 2025 Sukuk
Dar Al-Arkan Sukuk Company Ltd 2027 Sukuk
Dar Al-Arkan Sukuk Company Ltd Trust Certificates 2023 Sukuk
Dar Al-Arkan Sukuk Company Ltd. Sukuk
DIB Sukuk Limited – 2025 Sukuk
DIB Sukuk Limited – 2026 Sukuk
DIB Sukuk Limited – 2026 Sukuk
DIB Sukuk Limited – 2027 Sukuk
DIB Sukuk Limited – 2027 Sukuk
DIB Sukuk Limited – 2028 Sukuk
DIB Sukuk Limited Trust Certificates 2023 Sukuk
DIB Tier 1 Sukuk (3) Ltd. Sukuk
DIB Tier 1 Sukuk (4) Ltd. Sukuk
DIB Tier 1 sukuk (5) Ltd. Sukuk
DIFC Sukuk Limited Sukuk
DP World Crescent Limited – 144A Sukuk
DP World Crescent Limited – 144A – Jan 2030 Sukuk
DP World Crescent Limited – 144A – Sep 2028 Sukuk
DP World Crescent Limited – 2029 Sukuk
DP World Crescent Limited – Reg S – Jan 2030 Sukuk
DP World Crescent Limited – RegS Sukuk
DP World Crescent Limited – RegS – Sep 2028 Sukuk
DP World Salaam – Perpetual Sukuk
EI Sukuk Company Ltd. Feb 2026 Sukuk
EI Sukuk Company Ltd. Nov 2026 Sukuk
EI Sukuk Company Ltd. Sep 2025 Sukuk
Emaar Sukuk Limited – 2031 Sukuk
Emaar Sukuk Limited Trust Certificates 2026 Sukuk
Emaar Sukuk Limited Trust Certificates 2029 Sukuk
EMG Sukuk Limited Sukuk
GFH Sukuk Company Limited Sukuk
Hong Kong Sukuk 2017 Limited Sukuk
ICD Sukuk Company Limited Trust Certificates 2027 Sukuk
ICDPS Sukuk Limited Oct 2025 Sukuk
IDB Trust Services Limited Trust Certificates 2023 Sukuk
IDB Trust Services Limited Trust Certificates 2024 Sukuk
IDB Trust Services Limited Trust Certificates April 2024 Sukuk
IDB Trust Services Limited Trust Certificates Dec 2024 Sukuk
IDB Trust Services Limited Trust Certificates Feb 2025 Sukuk
IDB Trust Services Limited Trust Certificates June 2025 Sukuk
IDB Trust Services Limited Trust Certificates Nov 2023 Sukuk
IDB Trust Services Limited Trust Certificates Sep 2023 Sukuk
IsDB Trust Services No.2 1.435% 21Oct26 Sukuk
IsDB Trust Services No.2 4.747% 27Oct27 Sukuk
IsDB Trust Services No.2 SARL – 2026 Sukuk
IsDB Trust Services No.2 SARL – 2027 Sukuk
Khadrawy Limited – 144A (Emirates Airlines) Sukuk
Khadrawy Limited – Reg S (Emirates Airlines) Sukuk
MAF Sukuk Ltd – 2025 Sukuk
MAF Sukuk Ltd – 2029 Sukuk
MAF Sukuk Ltd – 2030 Sukuk
Maldives Sukuk Issuance Limited 144-A – 2026 Sukuk
Maldives Sukuk Issuance Limited RegS – 2026 Sukuk
Medjool Limited (Emirates Airline) Sukuk
Noor Sukuk Company Ltd Trust Certificates 2023 Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2014 144A Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2014 RegS Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2015 144A Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2015 RegS Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2016 – Series 6 144A Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2016 – Series 6 RegS Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2017 – Series 8 144A Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2017 – Series 8 RegS Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2023 – Series 9 – 144A Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2023 – Series 9 Reg S Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2024 – Series 11 144A Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2024 – Series 11 RegS Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2025 – Series 13 144A Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2025 – Series 13 Reg S Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2026 – Series 16 144A Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2026 – Series 16 RegS Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2027 – Series 19 144A Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2027 – Series 19 RegS Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2028 – Series 10 144A Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2028 – Series 10 Reg S Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2029 – Series 12 144A Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2029 – Series 12 RegS Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2030 – Series 14 144A Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2030 – Series 14 Reg S Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2031 – Series 17 144A Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2031 – Series 17 RegS Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2032 – Series 20 144A Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2032 – Series 20 RegS Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2050 – Series 15 144A Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2050 – Series 15 Reg S Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2051 – Series 18 144A Sukuk
Perusahaan Penerbit SBSN Indonesia III – 2051 – Series 18 RegS Sukuk
RAK Capital – 2025 Sukuk
Sharjah Sukuk Ltd Sukuk
Sharjah Sukuk Programme Limited Trust Certificates 2026 Sukuk
Sharjah Sukuk Programme Limited Trust Certificates 2027 Sukuk
Sharjah Sukuk Programme Limited Trust Certificates 2028 Sukuk
Sharjah Sukuk Programme Limited Trust Certificates 2029 Sukuk
Sharjah Sukuk Programme Limited Trust Certificates 2031 Sukuk
Sharjah Sukuk Programme Limited Trust Certificates 2035 Sukuk
SIB Sukuk Company III Limited Trust Certificates 2023 Sukuk
SIB Sukuk Company III Limited Trust Certificates 2025 Sukuk
SIB Tier 1 Sukuk Company Sukuk
Warba Sukuk Limited – Sep 2024 Sukuk
Warba Tier 1 Sukuk (2) Limited Sukuk
Zahidi Limited Trust Certificates due 2028 Sukuk

Conventional Bonds:

Bank of China (Dubai) Branch:

 

Medium Term Notes

 

Capital Bank of Jordan Bond
China Construction Bank Corporation Hong Kong Branch 2023 Medium Term Notes
China Construction Bank Corporation Hong Kong Branch 2024 Medium Term Notes
China Construction Bank Corporation Hong Kong Branch 2025 Medium Term Notes
China Construction Bank Corporation Hong Kong Branch 2026 Medium Term Notes
Commercial Bank of Dubai P.S.C. Bond
DAE Funding LLC – 144A 2024 GMTN

 

DAE Funding LLC – 144A 2024 GMTN
DAE Funding LLC – 144A 2025 GMTN
DAE Funding LLC – 144A 2028 GMTN
DAE Funding LLC – Reg S 2024 GMTN
DAE Funding LLC –  Reg S 2025 GMTN
DAE Funding LLC – Reg S 2028 GMTN
DAE Funding LLC – RegS 2024 GMTN
DP World Limited: Notes
DP World Limited – GMTN – 144A- Sep 2026 Bond
DP World Limited – GMTN -144A – Sep 2030 Bond
DP World Limited – GMTN – 144A- Sep 2048 Bond
DP World Limited GMTN  144A  Sep 2049 GMTN
DP World Limited – GMTN  – RegS – Sep 2026 Bond
DP World Limited – GMTN – RegS – Sep 2030 Bond
DP World Limited – GMTN – RegS -Sep 2048 Bond
DP World Limited –  GMTN – RegS – Sep 2049 GMTN
Emirates Development Bank P.J.S.C. Euro Medium Term Notes
Emirates Development Bank P.J.S.C. – 2026 Euro Medium Term Notes
Emirates NBD Bank PJSC – 2025 Euro Medium Term Notes
Emirates NBD Bank PJSC – 2026 Euro Medium Term Notes
Emirates NBD Bank PJSC – 2026 Euro Medium Term Notes
Emirates NBD Bank PJSC – 2027 Euro Medium Term Notes
Emirates NBD Bank PJSC  Perpetual Additional Tier 1 Capital Certificates Perpetual Securities
Emirates NBD Bank PJSC  Perpetual Additional Tier 1 Capital Certificates  2020 Perpetual Securities
Emirates NBD Bank PJSC  Perpetual Additional Tier 1 Capital Certificates  2021 Perpetual Securities
Federal Government Of The United Arab Emirates 144A 2031 GMTN
Federal Government of the United Arab Emirates 144A 2032 GMTN
Federal Government Of The United Arab Emirates 144A 2041 GMTN
Federal Government of the United Arab Emirates 144A 2052 GMTN
Federal Government Of The United Arab Emirates 144A 2061 GMTN
Federal Government Of The United Arab Emirates Reg S 2031 GMTN
Federal Government Of The United Arab Emirates Reg S 2041 GMTN
Federal Government Of The United Arab Emirates Reg S 2061 GMTN
Federal Government of the United Arab Emirates RegS 2032 GMTN
Government of the Emirate of Sharjah – 144A 2032 GMTN
Government of the Emirate of Sharjah – 144A 2033 GMTN
Government of the Emirate of Sharjah – 144A 2051 GMTN
Government of the Emirate of Sharjah – Reg S GMTN
Government of the Emirate of Sharjah – Reg S 2032 GMTN
Government of the Emirate of Sharjah – Reg S 2033 GMTN
Government of the Emirate of Sharjah – Reg S 2051 GMTN
Government of the Emirate of Sharjah 2050 – 144A GMTN
Government of UAE – T Bonds 2024 Treasury Bonds
Government of UAE – T Bonds 2025 Treasury Bonds
Government of UAE – T Bonds 2027 Treasury Bonds
ICD Funding Limited – April 2026 Euro Medium Term Notes
ICD Funding Limited Notes 2024 Euro Medium Term Notes
Industrial and Commercial Bank of China Limited, Dubai (DIFC) Branch – CNY 2024: GMTN
Industrial and Commercial Bank of China Limited, Dubai (DIFC) Branch – EMTN USD 2023 Euro Medium Term Notes
Industrial and Commercial Bank of China Limited, Dubai (DIFC) Branch – USD 2024 Euro Medium Term Notes
Industrial and Commercial Bank of China Limited, Dubai (DIFC) Branch – USD 2026 GMTN
Industrial and Commercial Bank of China Limited, Hong Kong Branch – HKD 2024 GMTN
Industrial and Commercial Bank of China Limited, Hong Kong Branch – USD 2025 GMTN
Industrial and Commercial Bank of China Limited, Hong Kong Branch – USD 2026 GMTN
Industrial and Commercial Bank of China Limited, London Branch – EUR 2025 GMTN
Industrial and Commercial Bank of China Limited,  Singapore Branch – CNY 2025 GMTN
Industrial and Commercial Bank of China Limited  Singapore Branch  USD 2025 GMTN
Industrial and Commercial Bank of China Limited  Sydney Branch  AUD 2026 GMTN
MAF Global Securities Limited Notes 2024: Global Medium Term Notes (GMTN)
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