Nasdaq Dubai (Stock Exchange) Customer Care Phone number, Email, How to trade, become a member, Fees, Apply NIN

Table of Contents

What is Nasdaq?

National Association of Securities Dealers Automated Quotations

Nasdaq Dubai (Stock Exchange) Customer Care Phone number, Email, Fax, Hours, Location

How to trade in Nasdaq Dubai?

Eligibility: Any nationality

To trade in Nasdaq Dubai, You require NIN (Below is the procedure to apply NIN)

Fees to trade

How to apply and obtain NIN (New investor number) from DFM to trade with Nasdaq Dubai (DFM)?

Fill the Investor Data Entry Application Form
Upload all the required documents
Submit to DFM / to the broker / through email / fax

Procedure

Download the NIN Investor Data Entry application form
Enter the name as per passport
Enter the passport file number
Enter UAE family book number if applicable
Name of the guardian / representative if minor
Enter the address
Enter the company details if applicable

Through DFM

Visit the CSD desk on the DFM Trading floor which will be opened from Sunday – Thursday: 8 am – 2pm

Broker

Submit the completed form along with the required documents to the broker who will obtain NIN from DFM

Email

Scan the signed form which should be authenticated by a licensed broker / an accredited bank
Email the completed form along with the required documents to the client@dfm.ae

Fax

Scan the signed form which should be authenticated by a licensed broker / an accredited bank
Fax the completed form along with the required documents to the +971 4 305 5189 / 5190
Once processed, a NIN will be sent through SMS

Documents required

A valid passport copy
Copy of UAE Family Book / Marsoom for UAE nationals
National ID
Visa Residential copy

When can you receive a NIN?

Around 2 to 3 working days

Do you need a separate NIN if you have already DFM NIN?

No. If you have NIN from DFM, You can use it

List of Nasdaq Dubai Brokers / Members, Market Makers, Custodians & Settlement Banks for Equities & Derivatives

To buy/ sell securities on Nasdaq Dubai, investors are required to open an account with the below brokers

Abu Dhabi Islamic Securities Co. LLC
ADCB Securities
Al Daman Securities
Al Dar Shares & Bonds
Al Ramz Capital LLC
Arqaam Capital Ltd.
Arqaam Securities LLC
Beltone Market Maker S.A.E.
BHM Capital Financial Services P.S.C
Citibank NA UAE
Citigroup Global Markets Ltd.
Credit Suisse Securities (Europe) Limited
Deutsche Securities and Services
EFG-Hermes UAE Limited
EFG Hermes UAE LLC
Emirates NBD Bank PJSC
Emirates NBD PJSC
Emirates NBD Securities
First Abu Dhabi Bank PJSC
HSBC Bank Middle East Limited
International Securities LLC
J.P. Morgan Securities Ltd.
Mashreq Securities LLC
Menacorp Financial Services LLC
Morgan Stanley & Co. International plc
SICO Financial Brokerage L.L.C
Standard Chartered
Wood & Company Financial Services

How to become a member in Nasdaq Dubai?

Membership Fees

Website: https://www.nasdaqdubai.com/

Documents required from Nasdaq Dubai

A duly completed trading application form signed by the relevant authorised parties (Form 1)
A certified copy of the articles of association or other document constituting the securities
Certified copies of the Board of Directors resolution authorising:
The issue and allotment of all securities for which admission is sought;
The raising of capital and the filing of the trading application to NASDAQ Dubai
Audited annual reports and financial statements
Where an issuer is seeking a secondary listing, evidence that the class of securities is subject to a primary listing
Final copy of the DFSA approved prospectus
A copy of any waiver of the DFSA Markets Rules issued by the DFSA
A copy of an issuer’s receipt of the DFSA’s conditional approval of admission to the Official List
Executed NASDAQ Dubai CANDI issuer agreement, if applicable
Executed NASDAQ Dubai market maker agreement, if applicable
Executed NASDAQ Dubai registry agreement, if applicable

How to apply for a listing in Nasdaq Dubai?

Who is the owner of Nasdaq Dubai?

Dubai Financial Market is the owner

What is the trading hours of Nasdaq Dubai?

Trading Hours in UAE local time:

Equities and other securities

Monday to Friday

09:30 – 10:00 Pre-opening session
10:00 – 14:45 Continuous Trading
14:45 – 14:55 Pre-closing session
14:55 – 15:00 Trading at last
15:00:20 Market Close

Buy-In session

15:15 – 15:30 Buy-In Optional Activation
15:30 – 15:45 Buy-In Offer
15:45 Buy-In Ends

*Off Order Book Reporting permitted from 10:00 until 15:00

Futures

Monday – Friday
09:30 – 10:00 Pre-opening session
10:00 – 15:00 Continuous Trading
15:00 Market Close