Nasdaq Dubai (Stock Exchange) Phone number, Email, How to trade/become a member/Apply NIN?

What is Nasdaq?

National Association of Securities Dealers Automated Quotations

Nasdaq Dubai (Stock Exchange) Customer Care Phone number, Email, Fax, Hours, Location

Listing

Phone: +971 4 305 5468

Email: business@nasdaqdubai.com

Trading

+971 4 305 5321

market.data@nasdaqdubai.com

How to trade in Nasdaq Dubai?

Eligibility: Any nationality

To trade in Nasdaq Dubai, You require NIN (Below is the procedure to apply NIN)

Fees to trade

How to apply and obtain NIN (New investor number) from DFM to trade with Nasdaq Dubai (DFM)?

• Fill the Investor Data Entry Application Form
• Upload all the required documents
• Submit to DFM / to the broker / through email / fax

Procedure

1. Download the NIN Investor Data Entry application form
2. Enter the name as per passport
3. Enter the passport file number
4. Enter UAE family book number if applicable
5. Name of the guardian / representative if minor
6. Enter the address
7. Enter the company details if applicable

Through DFM

• Visit the CSD desk on the DFM Trading floor which will be opened from Sunday – Thursday: 8 am – 2pm

Broker

• Submit the completed form along with the required documents to the broker who will obtain NIN from DFM

Email

• Scan the signed form which should be authenticated by a licensed broker / an accredited bank
• Email the completed form along with the required documents to the client@dfm.ae

Fax

• Scan the signed form which should be authenticated by a licensed broker / an accredited bank
• Fax the completed form along with the required documents to the +971 4 305 5189 / 5190
• Once processed, a NIN will be sent through SMS

Documents required

• A valid passport copy
• Copy of UAE Family Book / Marsoom for UAE nationals
• National ID
• Visa Residential copy

When can you receive a NIN?

• Around 2 to 3 working days

Do you need a separate NIN if you have already DFM NIN?

• No. If you have NIN from DFM, You can use it

List of Nasdaq Dubai Brokers / Members, Market Makers, Custodians & Settlement Banks for Equities & Derivatives

To buy/ sell securities on Nasdaq Dubai, investors are required to open an account with the below brokers

• Abu Dhabi Islamic Securities Co. LLC
• ADCB Securities
• Al Daman Securities
• Al Dar Shares & Bonds
• Al Ramz Capital LLC
• Arqaam Capital Ltd.
• Arqaam Securities LLC
• Beltone Market Maker S.A.E.
• BHM Capital Financial Services P.S.C
• Citibank NA UAE
• Citigroup Global Markets Ltd.
• Credit Suisse Securities (Europe) Limited
• Deutsche Securities and Services
• EFG-Hermes UAE Limited
• EFG Hermes UAE LLC
• Emirates NBD Bank PJSC
• Emirates NBD PJSC
• Emirates NBD Securities
• First Abu Dhabi Bank PJSC
• HSBC Bank Middle East Limited
• International Securities LLC
• J.P. Morgan Securities Ltd.
• Mashreq Securities LLC
• Menacorp Financial Services LLC
• Morgan Stanley & Co. International plc
• SICO Financial Brokerage L.L.C
• Standard Chartered
• Wood & Company Financial Services

How to become a member in Nasdaq Dubai?

Membership Fees

Website: https://www.nasdaqdubai.com/

Documents required from Nasdaq Dubai

• A duly completed trading application form signed by the relevant authorised parties (Form 1)
• A certified copy of the articles of association or other document constituting the securities
• Certified copies of the Board of Directors resolution authorising:
• The issue and allotment of all securities for which admission is sought;
• The raising of capital and the filing of the trading application to NASDAQ Dubai
• Audited annual reports and financial statements
• Where an issuer is seeking a secondary listing, evidence that the class of securities is subject to a primary listing
• Final copy of the DFSA approved prospectus
• A copy of any waiver of the DFSA Markets Rules issued by the DFSA
• A copy of an issuer’s receipt of the DFSA’s conditional approval of admission to the Official List
• Executed NASDAQ Dubai CANDI issuer agreement, if applicable
• Executed NASDAQ Dubai market maker agreement, if applicable
• Executed NASDAQ Dubai registry agreement, if applicable

How to apply for a listing in Nasdaq Dubai?

Who is the owner of Nasdaq Dubai?

• Dubai Financial Market is the owner

What is the trading hours of Nasdaq Dubai?

Trading Hours in UAE local time:

Equities and other securities

Monday to Friday

09:30 – 10:00 Pre-opening session
10:00 – 14:45 Continuous Trading
14:45 – 14:55 Pre-closing session
14:55 – 15:00 Trading at last
15:00:20 Market Close

Buy-In session

15:15 – 15:30 Buy-In Optional Activation
15:30 – 15:45 Buy-In Offer
15:45 Buy-In Ends

*Off Order Book Reporting permitted from 10:00 until 15:00

Futures

Monday – Friday
09:30 – 10:00 Pre-opening session
10:00 – 15:00 Continuous Trading
15:00 Market Close

*Off Order Book Reporting permitted from 10:00 until 15:00

Futures – Saudi market

Monday to Thursday
10:30 – 11:00 Pre-opening session
11:00 – 16:10 Continuous Trading
16:10 Market Close

*Off Order Book Reporting permitted from 11:00 until 16:10

List of securities registered on Nasdaq Dubai

Equities

Funds:

The Bitcoin fund: Close Ended Funds

Exchange Traded Products:

• 21Shares Bitcoin ETP

Sukuk:

Conventional Bonds: