How to apply and obtain DFM Investor Number NIN in Dubai?: Procedures, Documents required

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How to apply and obtain Dubai Financial Market Investor Number NIN in Dubai?: Procedures, Documents required

How to get a DFM NIN number?

Each investor can get one investor number to trade on Dubai Financial Market (DFM) and Nasdaq Dubai securities

Fees: Free of Charge

Procedure to apply Investor Number NIN in Dubai

DFM eServices: through DFM App or through DFM website
Licensed Trading Member at Dubai Financial Market
Investor Affairs at Dubai CSD, DFM Trading Hall, Dubai Financial Market, Ground floor, Dubai World Trade Center from 08:00 am to 04:00 pm Monday to Friday

Through the following ways, you can apply for an Investor Number.

1. DFM App

Sign up or Log in using DFM App (Download through the below link)
Scan your identification documents
Take a selfie
Enter the required details
Select method of receiving your cash dividends (Whether bank transfer or iVestor)
The investor will receive the Investor Number through SMS

Download the DFM App via apple store and android- Google play store

2. DFM eServices / Online

Visit https://esrv.dfm.ae/
Register and login using the DFM user details or with UAE pass
Select the eFORMS tab
Fill Investor Number Request Form
Authenticate your signature on the form, attach the required documents and submit the form
The investor will receive the Investor Number through SMS

3. Investor Affairs at the Dubai CSD

You can also submit your request to Investor Affairs at the Dubai CSD

In person or in case of Guardian or Representative:

Submit the required documents to Investor Affairs
Investor / Guardian or Representative will sign digitally on the Investor Number Request Form
An Investor Number will be issued instantly and provided to the investor
The investor will receive the Investor Number through SMS

In case of non-present of the Investor and sending the request with an Family Member:

Complete the Investor Number Request Form and have it duly signed and authenticated by one of the following :

Dubai CSD staff at Investor Affairs
Licensed Trading Member at Dubai Financial Market
An accredited Bank in UAE licensed by UAE Central Bank
Notary Public and UAE embassy in foreign countries or by the UAE Ministry of Foreign Affairs
Submit the form along with the required documents to the Investor Affairs
The investor will receive the Investor Number through SMS

4. Licensed Trading Member at Dubai Financial Market

Submit required documents through Trading Member
Completed Investor Number Request Form duly signed by the investor
UAE Nationals and Residents: Valid copy of Emirates National ID
Non Residents: Valid copy of the passport
Plus specific documentations depending on:

If a Minor (below 21 years):

The signature of the Guardian (the Father)
Valid copy of the guardian’s Emirates National ID (for UAE Nationals and Residents) or valid copy of the passport (Residents and non Residents)
In case of a guardian other than the father: true copy of duly authenticated guardianship order issued by the court or Notary public
Guardianship orders issued outside UAE must be certified by the UAE Embassy in those countries or the UAE Ministry of Foreign Affairs

If a Marsoom Holder:

Valid copy of the Marsoom issued from Federal Authority for Identify and Citizenship addressed to Dubai CSD or To Whom It May Concern

If a Representative:

Valid copy of a duly authenticated Power of Attorney issued from the court or Notary Public
Valid copy of the representative’s Emirates National ID (for UAE Nationals and Residents)
A Power of Attorney issued from other countries must be authenticated by the official authorities and the UAE embassy in those countries or by UAE Ministry of Foreign Affairs

If the selected payment method is “Bank Transfer”

Copy of the bank statement or certified bank letter, mentioning clearly the bank account details. The bank account should be in the name of the Investor

DFM Customer Care Service number, email

Phone: +971 4 3055555

Email :customerservice@dfm.ae

Company Listing Fees

#	Fees	Fee Value (AED)	Payable To:
1	Application fee to list a company	2,000	SCA
2	Listing fee of a company with a capital of AED 500 million or less	30,000	40% SCA 60% DFM
3	Listing fee of a company with a capital of more than AED 500 million up to AED 2 billion	50,000	40% SCA 60% DFM
4	Listing fee of a company with a capital exceeding AED 2 billion	100,000	40% SCA 60% DFM

Renewal Fee

#	Fees	Fee Value (AED)	Payable To:
1	Listing renewal of a company with a capital of AED 500 million or less	30,000	30% SCA 70% DFM
2	Listing renewal of a company with a capital of more than AED 500 million up to AED 2 billion	50,000	30% SCA 70% DFM
3	Listing renewal of a company with a capital exceeding AED 2 billion	100,000	30% SCA 70% DFM
4	Application fee to cancel the listing	1,000	SCA

How to apply NIN in Nasdaq Dubai (Stock Exchange)?

View Nasdaq Dubai (Stock Exchange) Customer Care Phone number, Email, How to trade, documents required, fees, how to become a member, Membership Fees, Apply new investor number (NIN) through the above link.